Personnel Hong Kong SFC License Details (ID 75269)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2005-07-18	2014-07-31
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2005-07-18	2013-08-31
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	-	2003-08-09
	Rep	Advising on securities	-	2003-08-09
	Rep	Asset management	-	2003-08-09
	Rep	Providing automated trading services	-	2003-08-09
	Rep	Dealing in securities	-	2005-06-20