Personnel Hong Kong SFC License Details (ID 75270)

Personnel Hong Kong SFC License Details (ID 75270)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2025-06-03	2025-06-13
	Rep	Dealing in securities	2024-11-29	2024-12-07
	Rep	Dealing in securities	2024-07-05	2024-07-12
	Rep	Dealing in securities	2024-05-03	2024-05-10
	Rep	Dealing in futures contracts	2013-05-31	2022-09-13
	Rep	Dealing in securities	2010-06-24	2023-10-20
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-06-24	2013-08-31
MIZUHO SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-11-24	2010-05-25