Personnel Hong Kong SFC License Details (ID 75273)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2011-09-07	2012-11-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-09-07	2012-11-16
	Rep	Dealing in securities	2011-09-07	2012-11-16
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-03-19	2009-12-07
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2005-05-13	2007-02-21
	Rep	Dealing in securities	2005-05-13	2007-02-21