Personnel SFC Licences and HKMA Registrations (ID 75275)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2012-04-23	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-04-23	-
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2007-04-11	2012-03-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.