Personnel Hong Kong SFC License Details (ID 75278)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2015-10-14	2017-08-05
	Rep	Dealing in securities	2015-10-14	2017-08-05
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-06-21	2015-09-18
	Rep	Dealing in securities	2011-06-21	2015-09-18
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-06-21	2012-01-31