Personnel Hong Kong SFC License Details (ID 75280)

Personnel Hong Kong SFC License Details (ID 75280)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Swiss China Capital Limited	Rep	Advising on securities	2018-01-11	2018-01-31
	Rep	Asset management	2018-01-11	2018-01-31
	Rep	Dealing in securities	2018-01-11	2018-01-31
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-06-21	2016-05-21
	Rep	Dealing in securities	2011-03-28	2016-05-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-03-28	2013-08-31
	Rep	Dealing in securities	2011-03-28	2013-08-31
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-02-01	2009-08-06