Xie, Tong (SFC:AXI846) 謝彤

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2013-08-29	2016-04-29
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-06-01	2012-07-16
	Rep	Dealing in securities	2011-06-01	2012-07-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-06-01	2012-01-31

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2013-08-29	2016-04-29
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-06-01	2012-07-16
	Rep	Dealing in securities	2011-06-01	2012-07-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-06-01	2012-01-31