Personnel Hong Kong SFC License Details (ID 75286)

Personnel Hong Kong SFC License Details (ID 75286)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Nittan Securities Asia Limited	Rep	Dealing in securities	2024-03-19	2026-02-11
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2018-10-12
	Rep	Dealing in securities	2010-07-05	2018-10-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-07-05	2013-08-31
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2010-05-05
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2006-06-05	2008-09-29