Personnel Hong Kong SFC License Details (ID 75288)

Personnel Hong Kong SFC License Details (ID 75288)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2017-05-24	2017-11-01
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2017-01-06
	Rep	Advising on corporate finance	2013-06-10	2016-12-18
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2009-09-16	2013-04-30
	Rep	Dealing in securities	2009-09-16	2013-04-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-09-16	2012-01-31