Personnel Hong Kong SFC License Details (ID 75295)

Personnel Hong Kong SFC License Details (ID 75295)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
New Vision Asset Management Limited	Rep	Asset management	2022-08-02	2023-07-04
ASCENT FINANCIAL PARTNERS LIMITED	RO	Dealing in securities	2020-08-04	2022-11-14
	RO	Advising on securities	2020-08-04	2023-07-04
Prive Financial Limited	RO	Dealing in securities	2017-01-09	2020-07-24
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2013-05-31	2013-07-24
	Rep	Dealing in securities	2011-08-03	2013-07-24
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2011-08-03	2013-07-24