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Yeh, Richard 葉霖 Hong Kong SFC License Details (ID 75301)
Yeh, Richard 葉霖
SFC ID:
ATH757
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Advising on securities
2015-07-30
2018-07-07
Rep
Dealing in securities
2015-07-30
2018-07-07
Citigroup Global Markets Asia Limited
Rep
Advising on securities
2009-07-06
2015-06-26