Yiu, Pok Man 姚博文

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Basel Capital Limited	RO	Advising on securities	2020-10-09	-
	RO	Asset management	2020-10-09	-
	Rep	Advising on securities	2020-08-24	2020-10-09
	Rep	Asset management	2020-08-24	2020-10-09
ROYAL MORGAN FUND MANAGEMENT CO. LIMITED	RO	Advising on securities	2017-09-27	2020-05-27
	RO	Asset management	2017-09-27	2020-05-27
	RO	Dealing in securities	2017-09-27	2020-05-27
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2016-07-06	2017-02-28
	RO	Asset management	2016-07-06	2017-02-28
	RO	Dealing in securities	2016-07-06	2017-02-28
	Rep	Dealing in securities	2015-06-25	2016-07-06
	Rep	Advising on securities	2014-10-08	2016-07-06
	Rep	Asset management	2014-10-08	2016-07-06
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-07-11	2013-08-30
	Rep	Dealing in securities	2011-07-11	2013-08-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-07-11	2012-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2010-03-05	2011-05-26
	Rep	Dealing in securities	2010-03-05	2011-05-26
Merrill Lynch Far East Limited	Rep	Advising on securities	2010-03-05	2011-05-26
	Rep	Dealing in securities	2010-03-05	2011-05-26
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2010-02-23	2011-05-26
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2010-02-23	2011-05-26
Beijing Securities Limited	Rep	Advising on corporate finance	2009-10-30	2010-02-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.