| Basel Capital Limited | RO | Advising on securities | 2020-10-09 | - |
| RO | Asset management | 2020-10-09 | - |
| Rep | Advising on securities | 2020-08-24 | 2020-10-09 |
| Rep | Asset management | 2020-08-24 | 2020-10-09 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED | RO | Advising on securities | 2017-09-27 | 2020-05-27 |
| RO | Asset management | 2017-09-27 | 2020-05-27 |
| RO | Dealing in securities | 2017-09-27 | 2020-05-27 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2016-07-06 | 2017-02-28 |
| RO | Asset management | 2016-07-06 | 2017-02-28 |
| RO | Dealing in securities | 2016-07-06 | 2017-02-28 |
| Rep | Dealing in securities | 2015-06-25 | 2016-07-06 |
| Rep | Advising on securities | 2014-10-08 | 2016-07-06 |
| Rep | Asset management | 2014-10-08 | 2016-07-06 |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2011-07-11 | 2013-08-30 |
| Rep | Dealing in securities | 2011-07-11 | 2013-08-30 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-11 | 2012-01-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-03-05 | 2011-05-26 |
| Rep | Dealing in securities | 2010-03-05 | 2011-05-26 |
| Merrill Lynch Far East Limited | Rep | Advising on securities | 2010-03-05 | 2011-05-26 |
| Rep | Dealing in securities | 2010-03-05 | 2011-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-02-23 | 2011-05-26 |
| Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-02-23 | 2011-05-26 |
| Beijing Securities Limited | Rep | Advising on corporate finance | 2009-10-30 | 2010-02-13 |