| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2013-06-21 | 2014-08-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-02-22 | 2014-08-12 |
| CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2004-08-27 | 2004-12-14 |
| Rep | Advising on corporate finance | - | 2004-04-27 |
| Rep | Asset management | - | 2004-04-27 |
| Rep | Providing automated trading services | - | 2004-04-27 |
| Rep | Advising on securities | - | 2004-12-14 |
| Rep | Dealing in securities | - | 2004-12-14 |