| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | RO | Advising on futures contracts | 2023-04-17 | - |
| RO | Advising on securities | 2023-04-17 | - |
| RO | Asset management | 2023-04-17 | - |
| RO | Dealing in futures contracts | 2023-04-17 | - |
| RO | Dealing in securities | 2023-04-17 | - |
| Rep | Advising on futures contracts | 2023-01-10 | 2023-04-17 |
| Rep | Advising on securities | 2023-01-10 | 2023-04-17 |
| Rep | Asset management | 2023-01-10 | 2023-04-17 |
| Rep | Dealing in futures contracts | 2023-01-10 | 2023-04-17 |
| Rep | Dealing in securities | 2023-01-10 | 2023-04-17 |
| AllianceBernstein Hong Kong Limited | RO | Advising on futures contracts | 2022-07-28 | 2022-12-26 |
| RO | Advising on securities | 2022-07-28 | 2022-12-26 |
| RO | Asset management | 2022-07-28 | 2022-12-26 |
| RO | Dealing in futures contracts | 2022-07-28 | 2022-12-26 |
| RO | Dealing in securities | 2022-07-28 | 2022-12-26 |
| Rep | Advising on futures contracts | 2016-05-06 | 2022-07-28 |
| Rep | Dealing in futures contracts | 2016-05-06 | 2022-07-28 |
| Rep | Dealing in securities | 2016-05-06 | 2022-07-28 |
| Rep | Asset management | 2016-04-06 | 2022-07-28 |
| Rep | Advising on securities | 2013-07-11 | 2022-07-28 |
| Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2007-09-27 | 2013-05-31 |