Personnel Hong Kong SFC License Details (ID 75336)

Personnel Hong Kong SFC License Details (ID 75336)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2014-01-13	2015-06-11
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2013-07-11	2013-11-01
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2009-02-02	2013-03-25
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2009-02-02	2013-03-25
China Value Investment Limited (HK)	Rep	Asset management	2008-10-13	2008-12-31
CICC US Securities, Inc.	Rep	Dealing in securities	2007-08-06	2008-07-22
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2005-03-29	2008-07-22