Personnel Hong Kong SFC License Details (ID 75342)

Personnel Hong Kong SFC License Details (ID 75342)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-07-25	2021-09-30
	Rep	Advising on securities	2012-07-25	2021-09-30
	Rep	Dealing in securities	2012-07-25	2021-09-30
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2006-04-28	2012-05-09
	Rep	Dealing in securities	2006-04-28	2012-05-09
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2006-04-28	2012-01-31
Morgan Stanley Asia Limited	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Advising on corporate finance	-	2006-03-18
	Rep	Dealing in securities	-	2006-03-18