Personnel Hong Kong SFC License Details (ID 75343)

Personnel Hong Kong SFC License Details (ID 75343)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quintus Partners Limited	Rep	Advising on corporate finance	2015-09-02	2016-09-30
	Rep	Dealing in securities	2015-09-02	2016-09-30
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2013-09-23	2014-06-03
	Rep	Dealing in securities	2013-09-23	2014-06-03
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2010-07-21	2013-08-16
	Rep	Dealing in securities	2010-07-21	2013-08-16
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2010-07-21	2012-01-31