Zhen, Ni 甄旎

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2017-06-26	2018-05-27
	Rep	Asset management	2017-06-26	2018-05-27
	Rep	Dealing in securities	2017-06-26	2018-05-27
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2014-08-07	2015-10-15
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2007-11-23	2013-11-15
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2005-09-20	2007-09-18
	Rep	Dealing in securities	2005-09-20	2007-09-18

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBP ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2017-06-26	2018-05-27
	Rep	Asset management	2017-06-26	2018-05-27
	Rep	Dealing in securities	2017-06-26	2018-05-27
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2014-08-07	2015-10-15
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2007-11-23	2013-11-15
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2005-09-20	2007-09-18
	Rep	Dealing in securities	2005-09-20	2007-09-18