Zhou, Yun (SFC:AXM323) 周蘊

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sino-Ocean Investment Management Limited	RO	Advising on securities	2023-01-19	-
	RO	Asset management	2023-01-19	-
	Rep	Advising on securities	2020-11-24	2023-01-19
	Rep	Asset management	2020-11-24	2023-01-19
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2011-06-28	2013-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sino-Ocean Investment Management Limited	RO	Advising on securities	2023-01-19	-
	RO	Asset management	2023-01-19	-
	Rep	Advising on securities	2020-11-24	2023-01-19
	Rep	Asset management	2020-11-24	2023-01-19
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2011-06-28	2013-07-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.