Personnel Hong Kong SFC License Details (ID 75353)

Personnel Hong Kong SFC License Details (ID 75353)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Capital Limited	Rep	Advising on corporate finance	2026-06-02	-
	Rep	Dealing in securities	2026-06-02	-
China Galaxy International Securities (Hong Kong) Co., Limited	RO	Advising on corporate finance	2023-10-26	2026-03-31
	RO	Advising on securities	2023-10-26	2026-03-31
	RO	Dealing in securities	2023-10-26	2026-03-31
	Rep	Advising on corporate finance	2023-03-27	2023-10-26
	Rep	Advising on securities	2023-03-27	2023-10-26
	Rep	Dealing in securities	2023-03-27	2023-10-26
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-07-22	2022-06-24
	Rep	Advising on securities	2016-07-22	2022-06-24
	Rep	Dealing in securities	2016-07-22	2022-06-24
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2011-06-07	2016-06-02
	Rep	Dealing in securities	2011-06-07	2016-06-02
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2011-06-07	2012-01-31