Personnel SFC Licences and HKMA Registrations (ID 75369)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VISION FINANCE ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2020-05-19	-
	RO	Advising on securities	2018-01-08	-
	RO	Asset management	2018-01-08	-
	Rep	Advising on securities	2016-10-17	2018-01-08
	Rep	Asset management	2016-10-17	2018-01-08
VISION FINANCE INTERNATIONAL COMPANY LIMITED	Rep	Dealing in securities	2016-10-17	2020-05-15
CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2011-01-03	2012-03-31
	Rep	Asset management	2011-01-03	2012-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.