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Li, Alice Yim Ling 李艷玲 Hong Kong SFC License Details (ID 75377)
Li, Alice Yim Ling 李艷玲
SFC ID:
AUE414
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED
Rep
Advising on futures contracts
2009-11-19
2011-02-01
Rep
Advising on securities
2009-11-19
2012-03-31
Rep
Asset management
2009-11-19
2012-03-31