Personnel Hong Kong SFC License Details (ID 75387)

Personnel Hong Kong SFC License Details (ID 75387)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2023-07-14	2024-11-04
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2021-03-22	2023-05-19
ASPEN HILL PARTNERS (HONG KONG) LIMITED	Rep	Advising on securities	2012-05-14	2014-06-01
	Rep	Asset management	2012-05-14	2014-06-01
CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on futures contracts	2009-11-03	2011-02-01
	Rep	Advising on securities	2009-11-03	2012-03-31
	Rep	Asset management	2009-11-03	2012-03-31