Personnel Hong Kong SFC License Details (ID 75397)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2011-08-29	2015-11-30
	Rep	Advising on securities	2011-08-29	2015-11-30
	Rep	Asset management	2011-08-29	2015-11-30
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2009-08-14	2011-06-20
	RO	Advising on corporate finance	2006-09-01	2011-06-20
	RO	Advising on securities	2006-09-01	2011-06-20