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Lam, Erica Joyce (SFC:AQX491) Hong Kong SFC License Details (ID 75403)
Lam, Erica Joyce (SFC:AQX491)
SFC ID:
AQX491
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CITIC CLSA Capital Partners HK Limited
Rep
Advising on corporate finance
2008-04-29
2014-04-08
Rep
Advising on securities
2008-04-29
2014-04-08
Rep
Asset management
2008-04-29
2014-04-08