Personnel Hong Kong SFC License Details (ID 75408)

Personnel Hong Kong SFC License Details (ID 75408)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2019-08-09	2020-06-01
	Rep	Dealing in securities	2019-08-09	2020-06-01
TRG MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2016-09-28	2018-02-12
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2010-03-29	2016-09-24
	Rep	Advising on securities	2010-03-29	2016-09-24
	Rep	Asset management	2010-03-29	2016-09-24
LOMBARD/APIC (HK) LIMITED	Rep	Advising on securities	2005-01-14	2007-06-30
	Rep	Asset management	2005-01-14	2007-06-30