Personnel Hong Kong SFC License Details (ID 75411)

Personnel Hong Kong SFC License Details (ID 75411)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CR17 CAPITAL PARTNERS LIMITED	RO	Advising on securities	2021-02-03	-
	RO	Asset management	2021-02-03	-
	Rep	Advising on securities	2018-08-14	2021-02-03
	Rep	Asset management	2018-08-14	2021-02-03
CITIC CLSA Capital Partners HK Limited	RO	Advising on corporate finance	2011-09-22	2013-06-29
	RO	Advising on securities	2011-09-22	2013-06-29
	Rep	Asset management	2011-09-22	2013-06-29
	Rep	Advising on corporate finance	2008-06-01	2011-09-22
	Rep	Advising on securities	2008-06-01	2011-09-22
	RO	Advising on corporate finance	2006-06-07	2008-06-01
	RO	Advising on securities	2006-06-07	2008-06-01
	Rep	Asset management	2003-04-01	2004-03-18
	Rep	Advising on corporate finance	2003-04-01	2006-06-07
	Rep	Advising on securities	2003-04-01	2006-06-07