Personnel SFC Licences and HKMA Registrations (ID 75414)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Insight Capital Investment Limited	RO	Advising on securities	2014-06-16	-
	RO	Asset management	2014-06-16	-
CITIC CLSA Capital Partners HK Limited	Rep	Advising on corporate finance	2008-05-14	2013-02-09
	Rep	Advising on securities	2004-12-10	2013-02-09
	Rep	Asset management	2004-12-10	2013-02-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.