Personnel Hong Kong SFC License Details (ID 75428)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2010-01-22	2012-04-26
	Rep	Advising on securities	2010-01-22	2012-04-26
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2008-09-09	2009-12-09
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-07-01
	Rep	Advising on securities	-	2004-07-01
	Rep	Asset management	-	2004-07-01
	Rep	Dealing in securities	-	2004-07-01