Personnel Hong Kong SFC License Details (ID 75454)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2026-07-15	-
CLSA FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-05-04
	Rep	Asset management	2003-04-01	2004-05-04
	Rep	Dealing in futures contracts	2003-04-01	2016-02-15
CLSA LIMITED	Rep	Dealing in securities	2003-04-01	-
	Rep	Advising on corporate finance	2003-04-01	2004-05-04
	Rep	Advising on securities	2003-04-01	2004-05-04
	Rep	Asset management	2003-04-01	2004-05-04