Personnel Hong Kong SFC License Details (ID 75604)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	RO	Advising on securities	2019-07-16	-
	Rep	Advising on securities	2019-05-24	2019-07-16
CLSA LIMITED	RO	Advising on securities	2014-07-10	2019-05-03
CLSA RESEARCH LIMITED	Rep	Advising on securities	2009-11-25	2012-12-10
CLSA LIMITED	Rep	Advising on securities	2009-10-27	2014-07-10
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2005-04-25	2009-09-17