Personnel Hong Kong SFC License Details (ID 75637)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2023-10-13	-
	Rep	Dealing in securities	2014-10-28	-
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2013-09-19	2014-09-23
	Rep	Dealing in securities	2013-04-11	2014-09-23
CLSA LIMITED	Rep	Dealing in securities	2010-07-19	2012-06-13