Personnel Hong Kong SFC License Details (ID 75655)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	RO	Providing automated trading services	2019-07-18	-
	RO	Dealing in securities	2017-11-20	-
	Rep	Providing automated trading services	2017-09-15	2019-07-18
	Rep	Dealing in securities	2010-08-03	2017-11-20
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-01-11	2010-07-04