Personnel Hong Kong SFC License Details (ID 75691)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-04-12	2021-03-31
	Rep	Dealing in securities	2019-04-12	2021-03-31
Wisdom Asset Management Limited (HK)	Rep	Advising on securities	2017-12-19	2019-03-07
	Rep	Asset management	2017-12-19	2019-03-07
	Rep	Dealing in securities	2017-12-19	2019-03-07
CLSA RESEARCH LIMITED	Rep	Advising on securities	2007-05-18	2012-11-30