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Maes, Caroline Nelly Paul Hong Kong SFC License Details (ID 75738)
Maes, Caroline Nelly Paul
SFC ID:
AOY692
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CLSA RESEARCH LIMITED
Rep
Advising on securities
2011-09-02
2012-08-04
Rep
Advising on securities
2007-06-04
2009-10-16