Personnel Hong Kong SFC License Details (ID 75746)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2012-08-10	2013-11-01
CLSA RESEARCH LIMITED	Rep	Advising on securities	2007-05-21	2012-02-22
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2003-08-01	2004-04-26