Personnel Hong Kong SFC License Details (ID 75755)

Personnel Hong Kong SFC License Details (ID 75755)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2024-10-02	-
	Rep	Advising on securities	2024-10-02	2025-06-05
	Rep	Dealing in securities	2024-10-02	2025-06-05
Sensible Asset Management Limited	Rep	Asset management	2021-06-15	2022-05-04
	Rep	Advising on securities	2021-06-15	2022-06-22
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2020-10-20	2022-06-22
	Rep	Asset management	2020-10-20	2022-06-22
	Rep	Dealing in securities	2020-10-20	2022-06-22
VALUE PARTNERS LIMITED	Rep	Advising on securities	2020-10-20	2022-06-22
	Rep	Asset management	2020-10-20	2022-06-22
	Rep	Dealing in securities	2020-10-20	2022-06-22
ODYSSEY ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-08-09	2020-07-29
	Rep	Asset management	2019-08-09	2020-07-29
	Rep	Dealing in securities	2019-08-09	2020-07-29
CLSA RESEARCH LIMITED	Rep	Advising on securities	2009-12-31	2012-01-16