Personnel Hong Kong SFC License Details (ID 75797)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Patrons Capital Limited	RO	Dealing in securities	2024-12-23	-
	RO	Advising on corporate finance	2023-01-16	-
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	Advising on corporate finance	2016-04-28	2021-08-30
	RO	Dealing in securities	2016-04-28	2021-08-30
	Rep	Advising on corporate finance	2016-03-14	2016-04-28
	Rep	Dealing in securities	2016-03-14	2016-04-28
Yi Shun Da Capital Limited	RO	Advising on corporate finance	2015-11-04	2016-01-10
	RO	Dealing in securities	2015-11-04	2016-01-10
CMB International Capital Limited	RO	Advising on corporate finance	2010-09-07	2015-06-30
	RO	Dealing in securities	2010-09-07	2015-06-30
CMB International Capital Holdings Corporation Limited	RO	Advising on corporate finance	2010-04-08	2011-05-05
	RO	Dealing in securities	2010-04-08	2011-05-05
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-04-09	2010-02-18
	Rep	Dealing in securities	2009-04-09	2010-02-18
ICEA CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-05-02	2008-09-30
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-06-09	2009-04-01
	Rep	Dealing in securities	2006-06-09	2009-04-01
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2005-01-17	2006-05-25
	Rep	Dealing in securities	2005-01-17	2006-05-25
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2003-04-01	2004-01-08
	Rep	Advising on corporate finance	2003-04-01	2004-12-23