Personnel Hong Kong SFC License Details (ID 75799)

Personnel Hong Kong SFC License Details (ID 75799)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2024-12-31	-
CMB International Capital Limited	RO	Advising on corporate finance	2015-06-12	-
	RO	Dealing in securities	2015-06-12	-
	Rep	Advising on corporate finance	2011-07-27	2015-06-12
	Rep	Dealing in securities	2011-07-27	2015-06-12
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-04-30	2011-04-15
	Rep	Dealing in securities	2009-04-30	2011-04-15
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-03-27	2009-04-17
	Rep	Dealing in securities	2006-03-27	2009-04-17