Personnel Hong Kong SFC License Details (ID 75802)

Personnel Hong Kong SFC License Details (ID 75802)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
APlus Partners Asset Management Limited	RO	Advising on securities	2020-09-02	2022-04-22
	RO	Asset management	2020-09-02	2022-04-22
	Rep	Advising on securities	2020-09-01	2020-09-02
	Rep	Asset management	2020-09-01	2020-09-02
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-07-28	2020-08-01
	Rep	Asset management	2015-07-28	2020-08-01
	Rep	Dealing in securities	2015-07-28	2020-08-01
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2015-06-15	2015-07-14
	Rep	Advising on corporate finance	2014-01-20	2015-07-14
	Rep	Dealing in securities	2014-01-20	2015-07-14
CMB International Capital Limited	Rep	Advising on corporate finance	2010-10-29	2014-01-04
	Rep	Dealing in securities	2010-10-29	2014-01-04