Personnel Hong Kong SFC License Details (ID 75804)

Personnel Hong Kong SFC License Details (ID 75804)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Capital Limited	Rep	Advising on corporate finance	2024-03-13	-
	Rep	Dealing in securities	2024-03-13	-
	RO	Advising on corporate finance	2017-08-01	2022-05-31
	Rep	Advising on corporate finance	2017-07-20	2017-08-01
	Rep	Dealing in securities	2017-07-20	2022-05-31
Minerva Advisory Global Capital Limited	RO	Advising on corporate finance	2016-05-19	2017-05-20
CMB International Capital Limited	Rep	Advising on corporate finance	2010-12-20	2015-10-15
	Rep	Dealing in securities	2010-12-20	2015-10-15
CMB International Securities Limited	Rep	Dealing in securities	2010-10-19	2010-11-14
CMB International Capital Holdings Corporation Limited	Rep	Dealing in securities	2010-07-29	2010-11-14
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-05-15	2010-06-21
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-15	2010-06-21
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2007-05-10	2009-05-06
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2007-05-10	2009-05-06