Personnel Hong Kong SFC License Details (ID 75809)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2026-04-30	-
	Rep	Dealing in securities	2026-04-30	-
PULSAR CAPITAL LIMITED (HK)	RO	Advising on corporate finance	2022-08-26	2026-04-08
	RO	Dealing in securities	2022-08-26	2026-04-08
	Rep	Advising on corporate finance	2018-06-28	2022-08-26
	Rep	Dealing in securities	2018-06-28	2022-08-26
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2016-01-12	2017-11-03
	Rep	Dealing in securities	2016-01-12	2017-11-03
ABCI Securities Company Limited	Rep	Dealing in securities	2016-01-12	2017-11-03
Ping An of China Capital (Hong Kong) Company Limited	Rep	Advising on corporate finance	2015-08-14	2015-12-31
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2015-08-14	2015-12-31
CMB International Capital Limited	Rep	Advising on corporate finance	2011-06-23	2015-06-30
	Rep	Dealing in securities	2011-06-23	2015-06-30
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2010-08-26	2011-06-12
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-08-26	2011-06-12
MEGA CAPITAL (ASIA) COMPANY LIMITED	Rep	Dealing in securities	2008-07-14	2010-08-21
	Rep	Advising on corporate finance	2008-05-21	2010-08-21
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2008-02-14	2008-05-07
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Advising on corporate finance	2008-02-14	2008-05-07
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2007-12-04	2008-02-05
SBI E2-CAPITAL PARTNERS LIMITED	Rep	Dealing in securities	2006-09-21	2007-06-04
	Rep	Advising on corporate finance	2006-08-18	2007-06-04
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2005-02-03	2006-08-09
Templewater Hong Kong Limited	Rep	Advising on corporate finance	2004-05-27	2004-11-17
	Rep	Dealing in securities	2004-05-27	2004-11-17
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-12-16	2004-04-27
	Rep	Dealing in securities	2003-12-16	2004-04-27