Personnel Hong Kong SFC License Details (ID 75810)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun International Capital Limited	RO	Advising on corporate finance	2025-04-11	-
	RO	Advising on securities	2025-04-11	-
	RO	Dealing in securities	2025-04-11	-
	Rep	Advising on corporate finance	2025-02-03	2025-04-11
	Rep	Advising on securities	2025-02-03	2025-04-11
	Rep	Dealing in securities	2025-02-03	2025-04-11
FORTUNE FINANCIAL CAPITAL LIMITED	RO	Advising on corporate finance	2016-06-20	2024-10-31
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2016-04-20	2024-10-31
FORTUNE FINANCIAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-04-20	2016-06-20
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2015-07-22	2016-04-10
	RO	Dealing in securities	2015-07-22	2016-04-10
	Rep	Dealing in securities	2015-04-16	2015-07-22
	Rep	Advising on corporate finance	2014-08-22	2015-07-22
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-06-04	2014-07-19
CMB International Capital Limited	Rep	Advising on corporate finance	2010-09-20	2013-05-09
	Rep	Dealing in securities	2010-09-20	2013-05-09
CMB International Capital Holdings Corporation Limited	Rep	Advising on corporate finance	2010-02-26	2010-09-20
	Rep	Dealing in securities	2010-02-26	2010-09-20
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2009-04-09	2010-02-19
	Rep	Dealing in securities	2009-04-09	2010-02-19
ICEA CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2007-09-27	2008-09-30
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2007-09-27	2009-04-01
	Rep	Dealing in securities	2007-09-27	2009-04-01