| CINDA INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2022-07-04 | 2023-03-20 |
| CINDA INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2019-12-06 | 2023-03-20 |
| CINDA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2019-12-06 | 2023-03-20 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-12 | 2019-12-06 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-11 | 2019-12-06 |
| Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2019-01-30 | 2019-04-03 |
| Rep | Dealing in securities | 2018-07-24 | 2019-01-30 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-09-02 | 2018-07-18 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-09-02 | 2018-07-18 |
| CMB International Insurance Consultancy Co., Limited | RO | Dealing in futures contracts | 2010-11-01 | 2012-05-09 |
| CMB International Securities Limited | RO | Dealing in securities | 2010-08-31 | 2014-08-25 |
| CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-07-12 | 2011-05-05 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2009-10-20 | 2010-06-28 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2009-10-20 | 2010-06-28 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-09-21 | 2008-12-01 |
| Rep | Dealing in securities | 2007-09-21 | 2008-12-01 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2003-12-06 | 2006-05-22 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | - | 2003-12-03 |
| Rep | Advising on securities | - | 2003-12-03 |
| Rep | Asset management | - | 2003-12-03 |
| Rep | Dealing in securities | - | 2003-12-04 |