Personnel Hong Kong SFC License Details (ID 75814)

Personnel Hong Kong SFC License Details (ID 75814)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PO SANG SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-05-11	2021-10-11
	Rep	Dealing in securities	2017-05-11	2021-10-11
South China Forex Limited	Rep	Leveraged foreign exchange trading	2014-03-06	2017-04-21
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-08-30	2017-04-21
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-08-30	2017-04-21
MFG Limited (HK)	Rep	Dealing in futures contracts	2012-07-17	2013-03-17
	Rep	Dealing in securities	2012-07-17	2013-03-17
CMB International Insurance Consultancy Co., Limited	Rep	Dealing in futures contracts	2011-06-24	2011-12-16
CMB International Securities Limited	Rep	Dealing in securities	2010-09-24	2012-07-11
CMB International Capital Holdings Corporation Limited	Rep	Dealing in securities	2008-05-23	2010-11-16
T G SECURITIES LIMITED	Rep	Dealing in securities	2008-03-10	2008-05-13
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-17
	Rep	Asset management	-	2004-02-17
	Rep	Advising on securities	-	2007-07-03
	Rep	Dealing in securities	-	2007-07-03