| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-09-21 | 2023-09-21 |
| Rep | Dealing in securities | 2023-09-15 | 2023-09-21 |
| M&F ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2023-03-20 | 2023-08-11 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2018-07-04 | 2023-03-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-07-04 | 2023-03-12 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2016-03-24 | 2018-06-29 |
| Rep | Dealing in securities | 2016-03-24 | 2018-06-29 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-03-31 | 2016-02-29 |
| Rep | Dealing in securities | 2014-03-31 | 2016-02-29 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-11-29 | 2014-03-31 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-11-29 | 2014-03-31 |
| Rifa Futures Limited | Rep | Dealing in futures contracts | 2013-08-26 | 2013-11-15 |
| Rifa Securities Limited | Rep | Dealing in securities | 2013-08-26 | 2013-11-15 |
| Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2013-05-22 | 2013-08-03 |
| Success Securities Limited | Rep | Dealing in securities | 2012-12-04 | 2013-08-03 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2012-06-01 | 2012-11-24 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-05-17 | 2012-05-24 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-05-17 | 2012-05-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-02-27 | 2012-05-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-01-13 | 2012-05-12 |
| CMB International Securities Limited | Rep | Dealing in securities | 2010-10-05 | 2011-12-31 |
| CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2010-02-25 | 2010-11-16 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-03 | 2010-02-17 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-03 | 2010-02-17 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-11-22 | 2008-10-01 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-11-22 | 2008-10-01 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2005-11-07 |
| BOCI Bullion Company Limited | Rep | Providing automated trading services | 2003-10-28 | 2004-04-28 |
| Rep | Dealing in securities | 2003-10-28 | 2005-11-07 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-09-08 |
| Rep | Asset management | - | 2003-09-08 |
| Rep | Dealing in futures contracts | - | 2005-11-07 |
| BOCI SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2003-09-08 |
| Rep | Advising on securities | - | 2003-09-08 |
| Rep | Asset management | - | 2003-09-08 |
| Rep | Dealing in securities | - | 2005-11-07 |