Lui, Wai Kit 呂偉傑

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-08-06	2025-06-06
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-08-06	-
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2018-05-29	2019-07-10
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-05-29	2019-07-10
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-05-04	2018-05-08
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-02-04	2018-05-08
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-05-27	2016-01-14
CMB International Securities Limited	Rep	Dealing in securities	2010-09-24	2015-05-19
CMB International Capital Holdings Corporation Limited	Rep	Dealing in securities	2009-06-12	2010-11-16
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-03-03	2009-06-01
	Rep	Dealing in securities	2009-03-03	2009-06-01
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2006-02-10	2006-06-29
	Rep	Dealing in futures contracts	2006-02-09	2006-06-29
	Rep	Dealing in securities	2006-02-09	2006-06-29
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-27	2006-01-28
	Rep	Advising on corporate finance	2003-04-01	2003-10-13
	Rep	Asset management	2003-04-01	2003-10-13
	Rep	Advising on securities	2003-04-01	2003-10-20
	Rep	Dealing in securities	2003-04-01	2006-01-28
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	2003-04-01	2003-10-20
	Rep	Asset management	2003-04-01	2003-10-20
	Rep	Dealing in futures contracts	2003-04-01	2003-12-12
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	Advising on corporate finance	2003-04-01	2003-10-20
	Rep	Advising on securities	2003-04-01	2003-10-20
	Rep	Asset management	2003-04-01	2003-10-20
	Rep	Dealing in securities	2003-04-01	2003-10-27

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-08-06	2025-06-06
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-08-06	-
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2018-05-29	2019-07-10
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2018-05-29	2019-07-10
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-05-04	2018-05-08
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-02-04	2018-05-08
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-05-27	2016-01-14
CMB International Securities Limited	Rep	Dealing in securities	2010-09-24	2015-05-19
CMB International Capital Holdings Corporation Limited	Rep	Dealing in securities	2009-06-12	2010-11-16
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-03-03	2009-06-01
	Rep	Dealing in securities	2009-03-03	2009-06-01
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2006-02-10	2006-06-29
	Rep	Dealing in futures contracts	2006-02-09	2006-06-29
	Rep	Dealing in securities	2006-02-09	2006-06-29
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-27	2006-01-28
	Rep	Advising on corporate finance	2003-04-01	2003-10-13
	Rep	Asset management	2003-04-01	2003-10-13
	Rep	Advising on securities	2003-04-01	2003-10-20
	Rep	Dealing in securities	2003-04-01	2006-01-28
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	2003-04-01	2003-10-20
	Rep	Asset management	2003-04-01	2003-10-20
	Rep	Dealing in futures contracts	2003-04-01	2003-12-12
DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS	Rep	Advising on corporate finance	2003-04-01	2003-10-20
	Rep	Advising on securities	2003-04-01	2003-10-20
	Rep	Asset management	2003-04-01	2003-10-20
	Rep	Dealing in securities	2003-04-01	2003-10-27