Personnel Hong Kong SFC License Details (ID 75832)

Personnel Hong Kong SFC License Details (ID 75832)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-03-27	-
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-05-13	2020-03-17
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-05-13	2020-03-17
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2013-01-18	2016-05-03
	Rep	Dealing in securities	2012-02-22	2016-05-03
CMB International Securities Limited	Rep	Dealing in securities	2010-09-24	2012-02-05
CMB International Capital Holdings Corporation Limited	Rep	Dealing in securities	2010-06-17	2010-11-16
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2009-09-15	2010-06-04
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-01-09
	Rep	Advising on securities	2003-04-01	2004-01-09
	Rep	Asset management	2003-04-01	2004-01-09
	Rep	Dealing in securities	2003-04-01	2010-06-04