Webb-site Legacy

Chan, Yim Yim 陳艷艷

SFC ID:AJD859

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Sunrise Securities (International) Limited	RO	Advising on securities	2019-08-20	2021-05-18
	RO	Dealing in securities	2019-08-20	2021-05-18
China Sunrise Asset Management Limited	RO	Advising on securities	2017-10-30	2021-05-18
	RO	Dealing in securities	2017-10-30	2021-05-18
	RO	Asset management	2017-05-18	2021-05-18
	Rep	Asset management	2017-04-20	2017-05-18
	Rep	Advising on securities	2017-04-20	2017-10-30
	Rep	Dealing in securities	2017-04-20	2017-10-30
CMS ASSET MANAGEMENT (HK) CO., LIMITED	RO	Asset management	2014-05-29	2017-03-17
	Rep	Advising on securities	2013-12-04	2015-08-03
CMS CAPITAL (HK) CO., LIMITED	RO	Asset management	2010-02-03	2017-03-17
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Asset management	2009-05-12	2014-05-29
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Asset management	2007-08-10	2009-04-30
TIS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2005-06-13	2007-01-31
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2003-12-29	2005-06-01
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2003-11-04	2003-12-22