Personnel Hong Kong SFC License Details (ID 75848)

Personnel Hong Kong SFC License Details (ID 75848)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Primas Asset Management Limited	RO	Asset management	2018-05-29	2019-01-15
ATLANTIS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2015-05-04	2017-05-02
	Rep	Asset management	2015-05-04	2017-05-02
	Rep	Advising on securities	2014-10-08	2015-03-27
	Rep	Asset management	2014-10-08	2015-03-27
CMS ASSET MANAGEMENT (HK) CO., LIMITED	Rep	Asset management	2010-05-25	2014-09-29
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2005-12-23	2009-02-13
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2004-08-03	2009-02-13
	Rep	Dealing in securities	2004-08-03	2009-02-13
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2004-08-03	2009-02-13
	Rep	Dealing in futures contracts	2004-08-03	2009-02-13